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5163 media releases found
20 September 2018 MEDIA RELEASE
18-277MR Queensland man permanently banned from providing financial services

ASIC has permanently banned Mr Benjamin Fletcher of Helensvale, Queensland, from providing financial and credit services. Mr Fletcher was banned ...

20 September 2018 MEDIA RELEASE
18-276MR ASIC banning of Perth financial adviser Robert Hutchison

The Administrative Appeals Tribunal (AAT) has set aside a decision by ASIC to ban financial advisor Mr Robert Hutchison from providing any financial ...

20 September 2018 MEDIA RELEASE
18-275MR Financial firms must join AFCA now

ASIC warns all Australian financial services licensees, Australian credit licensees, authorised credit representatives and superannuation trustees ...

20 September 2018 MEDIA RELEASE
18-274MR ASIC acts against misleading Initial Coin Offerings and crypto-asset funds targeted at retail investors

ASIC has taken action to stop several proposed initial coin offerings or token-generation events (together, ICOs), targeting retail investors.  As ...

20 September 2018 MEDIA RELEASE
18-273MR ASIC reports on climate risk disclosure by Australia’s listed companies

An ASIC report on climate risk disclosure by Australia’s listed companies has found more can be done to improve consistency in disclosure practices ...

19 September 2018 MEDIA RELEASE
18-272MR ASIC remakes ‘sunsetting’ class order about group purchasing bodies and extends the relief to limited licensees

ASIC has remade Class Order [CO 08/1] Group purchasing bodies, which was due to expire on 1 October 2018. The practical effect of this is to reduce ...

18 September 2018 MEDIA RELEASE
18-271MR ASIC bans two former Macquarie advisers for 10 years

ASIC has banned Mark Alexander Landau of Balmain, New South Wales (formerly of Toorak Gardens, South Australia) and Marcus Roderick Campbell of South ...

17 September 2018 MEDIA RELEASE
18-270MR ASIC permanently bans unlicensed financial adviser

Unlicensed financial adviser, Mr Senen Pousa, has been permanently banned from providing financial services or engaging in credit activity. Mr ...

17 September 2018 MEDIA RELEASE
18-269MR Civil penalty action commenced against Dover Financial Advisers and director Terry McMaster

On 12 September 2018, ASIC commenced civil penalty action in the Federal Court of Australia, Melbourne, against Dover Financial Advisers Pty Ltd ...

14 September 2018 MEDIA RELEASE
18-268MR ASIC commences civil penalty proceedings against ANZ for alleged continuous disclosure breach in relation to 2015 institutional equity placement

ASIC has today commenced civil penalty proceedings in the Federal Court of Australia against Australia and New Zealand Banking Group Limited (ANZ) ...

Last updated: 10/08/2024 11:23