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5163 media releases found
27 August 2018 MEDIA RELEASE
18-247MR ASIC requires Morgan Stanley Wealth Management Australia to amend false claim of independence

ASIC has required Morgan Stanley Wealth Management Australia Pty Ltd (MSWMA) to amend a false claim of independence that could mislead consumers and ...

24 August 2018 MEDIA RELEASE
18-246MR Two former company directors convicted for engaging in illegal phoenix activity

Allan Raad of Wentworthville, NSW and his brother-in-law Yousef Joseph Bazouni of Sandringham, NSW, have been convicted and sentenced in the Downing ...

22 August 2018 MEDIA RELEASE
18-245MR Time to act for all ASIC-regulated organisations required to submit information for industry funding

If you are an organisation regulated by ASIC you may be required to submit some information to ASIC on the operation of your business before 27 ...

21 August 2018 MEDIA RELEASE
18-244MR Former managing director of mining company found guilty of insider trading

Mr Darren James Lind, aged 47 of Brighton, South Australia, has been found guilty of two charges of insider trading in shares of ASX listed mining ...

21 August 2018 MEDIA RELEASE
18-243MR The Hon Kelly O’Dwyer MP launches the 2018 National Financial Capability Strategy

The Minister for Revenue and Financial Services, The Hon. Kelly O’Dwyer MP, today launched the 2018 National Financial Capability Strategy at an ...

17 August 2018 MEDIA RELEASE
18-242MR Kazakhstan Potash reduces profit on issuing replacement convertible notes

ASIC notes the announcement by ASX-listed Kazakhstan Potash Corporation Limited (Kazakhstan) of an $8 million reduction in a profit recognised on the ...

16 August 2018 MEDIA RELEASE
18-241MR ASIC disqualifies Queensland SMSF auditor

ASIC has disqualified Kate Campbell, of Queensland, from being an approved auditor of self-managed superannuation funds (SMSF) for breaching ...

16 August 2018 MEDIA RELEASE
18-240MR ASIC disqualifies former director from managing companies for maximum period for engaging in illegal phoenix activity

ASIC has disqualified Jason Andrew Hammond of Cameron Park, NSW, from managing companies for the maximum period of five years as a result of his ...

14 August 2018 MEDIA RELEASE
18-239MR ASIC disqualifies NSW SMSF auditor

ASIC has disqualified Keith Mar of NSW from being an approved self-managed superannuation fund (SMSF) auditor for breaching independence ...

9 August 2018 MEDIA RELEASE
18-238MR ASIC permanently bans NSW director from providing financial services

ASIC has permanently banned Bee Chin Lim, also known as Vicky Bee Chin Lim of Yagoona in New South Wales, from providing financial services. Ms Lim ...

Last updated: 10/08/2024 11:23