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5163 media releases found
24 July 2018 MEDIA RELEASE
18-217MR External report on fees and costs disclosure welcomed by ASIC

The 91AV and Investments Commission (ASIC) has today released the external report into Regulatory Guide 97 Fees and costs disclosure ...

23 July 2018 MEDIA RELEASE
18-216MR Former executive charged with insider trading

The former executive of Healthe Care Pty Limited Mr Gregory Campbell, of Bundall, Queensland, has been charged with three counts of insider ...

20 July 2018 MEDIA RELEASE
18-215MR Allianz Metro contempt decision

On 19 July 2018, the Federal Court handed down judgment in the application brought by ASIC seeking contempt findings against multiple defendants.  ...

20 July 2018 MEDIA RELEASE
18-214MR Federal Court dismisses challenge to four-year disqualification imposed on former company director

The Federal Court of Australiahas dismissed a challenge by Perth businessman Rodney Charles Carter against ASIC’s decision to disqualify him from ...

20 July 2018 MEDIA RELEASE
18-213MR AAT varies banning period of former Hobart financial planner

The Administrative Appeals Tribunal (AAT) has reduced the length of the banning order made against Mr Troy Williams of Hobart, Tasmania, that ...

19 July 2018 MEDIA RELEASE
18-212MR ASIC bans SMSF financial adviser for four years and suspends licence

ASIC has banned Queensland financial adviser James Cribb from providing financial services for four years and suspended his Australian financial ...

11 July 2018 MEDIA RELEASE
18-211MR ASIC bans former NAB branch manager for loan fraud

ASIC has banned former National Australia Bank branch manager, Rabih Awad, from engaging in credit activities and providing financial services for ...

11 July 2018 MEDIA RELEASE
18-210MR ASIC accepts court enforceable undertaking from CBA

Commonwealth Bank of Australia (CBA) has entered into a court enforceable undertaking with ASIC in relation to their bank bill trading business and ...

6 July 2018 MEDIA RELEASE
18-209MR New prices for ASIC regulatory services

The fees ASIC charges for specific regulatory activities have changed to reflect the actual cost to ASIC associated with the work. In most cases this ...

6 July 2018 MEDIA RELEASE
18-208MR Wodonga financial planner pleads guilty to vote rigging

Mr Neil John Evans, 57, of Wodonga, Victoria, has appeared before the Melbourne Magistrates’ Court and pleaded guilty to one charge relating to ...

Last updated: 10/08/2024 11:23