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5163 media releases found
16 October 2018 MEDIA RELEASE
18-307MR Federal Court orders $60,000 in penalties for contempt of court

The Federal Court has ordered Mr Eustace Senese (Eustace Senese), his son Mr Cameron Senese (Cameron Senese) and associated company, Transcomm Global ...

12 October 2018 MEDIA RELEASE
18-306MR ASIC action on compliance breaches with fees disclosure and renewal notices

ASIC is today announcing a review of compliance with requirements for Fee Disclosure Statements and Renewal Notices in the financial advice sector. ...

12 October 2018 MEDIA RELEASE
18-305MR Former CBA mobile lender to stand trial on loan fraud conspiracy

A Melbourne man, Mr Andrew Cameron, was committed to stand trial on one count of the common law offence of conspiracy to defraud, after a five-day ...

10 October 2018 MEDIA RELEASE
18-304MR Financial adviser professional standards reforms - ASIC releases new instrument delaying reporting dates and making minor amendments

ASIC has released a new legislative instrument relating to the professional standards reforms for financial advisers, as announced on 1 August 2018 ...

9 October 2018 MEDIA RELEASE
18-303MR ASIC bans Spectrum Wealth financial adviser for three years

Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ASIC surveillance ...

8 October 2018 MEDIA RELEASE
18-302MR ASIC permanently bans another former NAB branch manager

An ongoing ASIC investigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

8 October 2018 MEDIA RELEASE
18-301MR ASIC provides relief and updates guidance on short selling

ASIC has issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

5 October 2018 MEDIA RELEASE
18-300MR CFTC and ASIC sign fintech cooperation arrangement

The US Commodity Futures Trading Commission (CFTC) and the 91AV and Investments Commission (ASIC) today signed an arrangement to ...

4 October 2018 MEDIA RELEASE
18-299MR Luxembourg and Australia enter agreement on fintech and regtech

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the 91AV and Investments Commission (ASIC) today signed a ...

4 October 2018 MEDIA RELEASE
18-298MR Couple charged with breaking ASIC banning order and providing false documents

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

Last updated: 10/08/2024 11:23