91AV

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5163 media releases found
3 October 2018 MEDIA RELEASE
18-297MR ASIC and CDPP successfully appeal sentence of former CBA financial planner

ASIC and the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

2 October 2018 MEDIA RELEASE
18-296MR Metricon Homes pays $50,400 in penalties for misleading first home buyers

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ASIC issued four infringement notices for misleading advertising aimed at first ...

2 October 2018 MEDIA RELEASE
18-295MR ASIC consults on 'sunsetting' class order regarding share and interest purchase plans

ASIC has today released a consultation paper proposing to remake its class order on share and interest purchase plans. The class order is due to ...

2 October 2018 MEDIA RELEASE
18-294MR ASIC continues small business focus for 2018-19

ASIC has released its Corporate Plan for 2018-19 to 2021-22 and small business continues to be an important stakeholder for ASIC, reflected in the ...

1 October 2018 MEDIA RELEASE
18-293MR ASIC awareness campaign comes to Bendigo

ASIC’s Victorian Regional Commissioner, Mr Warren Day, is in Bendigo this week to support ASIC’s MoneySmart stand at the Elmore Field Days and ...

1 October 2018 MEDIA RELEASE
18-292MR All managed discretionary account providers now required to be licensed

All managed discretionary account (MDA) providers must now have an Australian financial services (AFS) licence, with an MDA-specific ‘dealing by ...

28 September 2018 MEDIA RELEASE
18-291MR Statement from ASIC Chair James Shipton on the Interim Report of the Financial Services Royal Commission

ASIC today welcomed the Financial Services Royal Commission’s Interim Report and acknowledged the Commission’s work to date.  ASIC notes the ...

28 September 2018 MEDIA RELEASE
18-290MR ASIC releases guidance on code of ethics compliance 91AVs for financial advisers

ASIC has today released guidance on its proposed approach to approving and overseeing compliance 91AVs for financial advisers (RG 269). The ...

27 September 2018 MEDIA RELEASE
18-289MR ASIC fee relief and financial counselling for the drought-affected

ASIC is offering assistance for farmers and related businesses suffering financial hardship as result of the current drought. ASIC is offering ...

26 September 2018 MEDIA RELEASE
18-288MR Former CEO and director of Sirtex Medical Limited charged with insider trading

Mr Gilman Edwin Wong, the former Chief Executive Officer and director of Sirtex Medical Limited, appeared yesterday at the Downing Central Local ...

Last updated: 10/08/2024 11:23