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5175 media releases found
8 July 2014 MEDIA RELEASE
14-158MR ASIC reports on fee disclosure practices for super and managed investments

ASIC today released a report on our review of fee and cost disclosure practices in the superannuation and managed investment industry. ASIC ...

3 July 2014 MEDIA RELEASE
14-152MR New regulation of financial advisers providing tax advice

From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent ...

3 July 2014 MEDIA RELEASE
14-151MR ASIC permanently bans former South Australian financial adviser

ASIC has permanently banned former financial adviser Tina Louise McPhee of South Australia from providing financial services and from engaging in ...

2 July 2014 MEDIA RELEASE
14-147MR ASIC permanently bans Victorian insurance broker

ASIC has permanently banned Mr Christopher Anthony Vassallo of Essendon, Victoria from providing financial services after an investigation found he ...

1 July 2014 MEDIA RELEASE
14-146MR ASIC provides interim relief on key management personnel equity instrument disclosures

ASIC today announced the release of a new Class Order [CO 14/632] Key management personnel equity instrument disclosures, to assist in the ...

27 June 2014 MEDIA RELEASE
14-141MR Findings from 31 December 2013 financial reports

ASIC today announced the results from a review of the 31 December 2013 financial reports of 135 listed and other public interest entities. The ...

27 June 2014 MEDIA RELEASE
14-140MR ASICs audit inspection findings for 2012-13

ASIC today released the results of its risk-based inspections of audit firms for the 18 months to 31 December 2013. Our findings In our view, in ...

26 June 2014 MEDIA RELEASE
14-142MR ASIC statement on Senate Economics Committee report

ASIC notes the release today of the final Senate Economics Reference Committee's report into the performance of ASIC. ASIC will consider carefully ...

20 June 2014 MEDIA RELEASE
14-135MR ASIC permanently bans former Southport based financial adviser

ASIC has permanently banned Mr Grant Patrick Thompson, a Southport-based former financial adviser, from providing financial services. Mr Thompson ...

20 June 2014 MEDIA RELEASE
14-134MR ASIC permanently bans former financial services and credit representative

ASIC has permanently banned Mr Roy Whye Wah Moo of Doncaster East, Victoria, from providing financial services and engaging in credit activity. ...

Last updated: 10/08/2024 11:23