91AV

ASIC today released its annual assessment report of the ASX Group (ASX) licensees. The assessment pays attention to how ASX dealt with a number of ...

ASIC is seeking feedback on proposed revisions to the rules that require the mandatory trade reporting of over-the-counter (OTC) derivatives such as ...

ASIC has permanently banned former financial adviser, Adam David Joyner, of Sydney, from providing financial services. Mr Joyner was banned from ...

ASIC Commissioner Greg Tanzer has described as ‘disappointing’ a review of disclosure to investors by the unlisted property industry. The review, ...

A proactive ASIC review of Australian financial services (AFS) licensees that failed to lodge audited annual statements has led to ASIC cancelling ...

ASIC has permanently banned Queensland-based financial adviser, Mr Thanh Quoc Tu, from engaging in providing financial services. For most of the ...

ASIC today published feedback it has received on the risks posed to investors by complex products and options for mitigating these risks. In January ...

ASIC has permanently banned Mr Rudy Noel Frugtniet, a former Victorian finance broker, from engaging in credit activities after it was found he ...

The 91AV and Investments Commission (ASIC) has welcomed the results of the first international study of students' financial literacy ...

ASIC has cancelled the registration of liquidator, Mr Pino Fiorentino, following a successful application to the disciplinary body, the Companies ...