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5176 media releases found
17 April 2014 MEDIA RELEASE
14-083MR ASIC reviews electricity report

ASIC today released Report 390 Review of OTC electricity derivatives market participants’ risk management policies (REP 390). REP 390 summarises ...

8 April 2014 MEDIA RELEASE
14-072MR ASIC reports on supervision of registered liquidators for 2013

ASIC today released its annual report for the 2013 calendar year into the supervision of registered liquidators. Report 389 ASIC regulation of ...

8 April 2014 MEDIA RELEASE
14-071MR ASIC's submission to the 2014 Financial System Inquiry

ASIC has released its submission to the 2014 Financial System Inquiry (Murray Inquiry). The submission sets out: ASIC’s role and how it has ...

7 April 2014 MEDIA RELEASE
14-070MR ASIC launches small business stakeholder survey

ASIC has launched an online survey to gather feedback on its services and engagement with the small business sector. 'Small businesses account for ...

2 April 2014 MEDIA RELEASE
14-066MR ASIC response to James Wheeldon allegations

ASIC rejects completely comments made today under parliamentary privilege by a former employee Mr James Wheeldon about ASIC’s granting of relief in ...

28 March 2014 MEDIA RELEASE
14-061MR ASIC permanently bans former WA accountant

ASIC has permanently banned former accountant, Mr Arden Rodrick Wittensleger, 44, of Menora in Western Australia, from providing financial services ...

25 March 2014 MEDIA RELEASE
14-056MR ASIC permanently bans former authorised representative

ASIC has permanently banned Mr Phillip Gregory Spark from providing financial services after an ASIC investigation found he had engaged in ...

20 March 2014 MEDIA RELEASE
14-055MR ASIC reports on penalties for corporate wrongdoing

ASIC today released Report 387 Penalties for corporate wrongdoing (REP 387). REP 387 reviews penalties in Australia for corporate wrongdoing to ...

19 March 2014 MEDIA RELEASE
14-053MR ASIC publishes seventh market supervision report

Today ASIC published its seventh report on the supervision of Australian financial markets and market participants. Report 386 ASIC supervision of ...

18 March 2014 MEDIA RELEASE
14-052MR ASIC cancels Australian financial services licence of AIE Fiduciary Services Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of AIE Fiduciary Services Pty Ltd (AIE) following an application by AIE. The ...

Last updated: 10/08/2024 11:23