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5175 media releases found
17 November 2014 MEDIA RELEASE
14-304MR ASIC bans Victorian adviser from providing financial services

ASIC has banned Mr Scott Logan, of Torquay, Victoria, from providing financial services for seven years after an ASIC investigation found he breached ...

14 November 2014 MEDIA RELEASE
14-303MR ASIC proposes to cut red tape and encourage more electronic disclosure

ASIC is seeking feedback on proposals to make it easier for businesses to deliver financial services disclosures electronically while preserving ...

13 November 2014 MEDIA RELEASE
14-301MR AAT Corporation Limited fined for failing to lodge financial reports

Australian public company, AAT Corporation Limited, has been convicted and fined $27,000 for failing to lodge annual and half-yearly financial ...

13 November 2014 MEDIA RELEASE
14-300MR ASIC acts on trading in listed fund units

ASIC has accepted an enforceable undertaking (EU) from Aurora Funds Management Ltd (Aurora), the responsible entity (RE) of a number of ASX-listed ...

13 November 2014 MEDIA RELEASE
14-295MR ASIC issues further guidance on superannuation forecasts

ASIC has issued further guidance to assist superannuation fund trustees to provide their members with retirement estimates. The changes will allow a ...

11 November 2014 MEDIA RELEASE
14-299MR ASIC seeks court order to stop property promoter from providing unlicensed financial product advice on SMSFs

ASIC has commenced proceedings in the Supreme Court of New South Wales seeking interim and final orders to prevent property investment promoter, Park ...

11 November 2014 MEDIA RELEASE
14-298MR Victorian couple charged with $1.5 million fraud

Following an ASIC investigation, a Victorian couple have been charged with a $1.5 million fraud. Maureen Gael Johnston, 58, and Douglas Gordon ...

11 November 2014 MEDIA RELEASE
14-297MR ASIC review prompts Equanimity into enforceable undertaking

ASIC has accepted an enforceable undertaking (EU) from a Gold Coast-based financial planning and property management company, Equanimity Concepts Pty ...

7 November 2014 MEDIA RELEASE
14-294MR Focus for 31 December 2014 financial reports

ASIC today announced its areas of focus for 31 December 2014 financial reports of listed entities and other entities of public interest with many ...

6 November 2014 MEDIA RELEASE
14-292MR Trident Investment Management Pty Ltd pays $10,200 penalty for misleading statements

Trident Investment Management Pty Ltd (Trident), the Australian financial services representative for Australian Mutual Holdings Limited (AMH), has ...

Last updated: 10/08/2024 11:23