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ASIC has cancelled the Australian financial services (AFS) licence of Protect Ensure Pty Ltd. This follows their licence being suspended earlier this ...
ASIC today released the Australian Financial Attitudes and Behaviour Tracker (the Tracker), a new piece of research that explores some key financial ...
Following an investigation by ASIC, Interactive Brokers LLC (IB), a US-based online brokerage firm, will refund approximately $1.5 million in fees ...
ASIC has cancelled the registration of 440 Self-managed superannuation fund (SMSF) auditors who did not undertake or pass a competency exam necessary ...
Following a review of fee disclosure practices, ASIC today released a class order clarifying key fee and cost disclosure requirements for Product ...
ASIC has exercised its wind up powers to appoint liquidators to nine abandoned companies to assist employees of these companies to gain access to the ...
ASIC today announced the results from its review of the 30 June 2014 financial reports of 300 listed and other public interest entities. Following ...
1. Asset values and impairment testing ASIC continues to identify concerns regarding assessments of the recoverability of the carrying values of ...
ASIC has accepted an enforceable undertaking (EU) from former Professional Investment Services Pty Ltd (PIS) representative, Seamus O’Brien, after he ...
ASIC has today released two consultation papers proposing to remake a number of class orders that are due to expire (‘sunset’) in 2015 and 2016. ASIC ...
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