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5175 media releases found
17 December 2014 MEDIA RELEASE
14-338MR ASIC cancels Protect Ensure’s AFS licence

ASIC has cancelled the Australian financial services (AFS) licence of Protect Ensure Pty Ltd. This follows their licence being suspended earlier this ...

17 December 2014 MEDIA RELEASE
14-337MR ASIC releases the first Australian Financial Attitudes and Behaviour Tracker

ASIC today released the Australian Financial Attitudes and Behaviour Tracker (the Tracker), a new piece of research that explores some key financial ...

16 December 2014 MEDIA RELEASE
14-336MR ASIC investigation leads to Interactive Brokers refunding $1.5 million to Australian customers

Following an investigation by ASIC, Interactive Brokers LLC (IB), a US-based online brokerage firm, will refund approximately $1.5 million in fees ...

15 December 2014 MEDIA RELEASE
14-335MR ASIC cancels registrations of SMSF auditors

ASIC has cancelled the registration of 440 Self-managed superannuation fund (SMSF) auditors who did not undertake or pass a competency exam necessary ...

12 December 2014 MEDIA RELEASE
14-334MR ASIC class order clarifies fee and cost disclosure requirements

Following a review of fee disclosure practices, ASIC today released a class order clarifying key fee and cost disclosure requirements for Product ...

12 December 2014 MEDIA RELEASE
14-333MR ASIC winds up nine abandoned companies that owed more than $310,000 in employee entitlements

ASIC has exercised its wind up powers to appoint liquidators to nine abandoned companies to assist employees of these companies to gain access to the ...

12 December 2014 MEDIA RELEASE
14-332MR ASIC findings from review of 30 June 2014 financial reports

ASIC today announced the results from its review of the 30 June 2014 financial reports of 300 listed and other public interest entities. Following ...

12 December 2014 MEDIA RELEASE
14-332MR - Attachment - Findings from 30 June 2014 financial reports

1. Asset values and impairment testing ASIC continues to identify concerns regarding assessments of the recoverability of the carrying values of ...

11 December 2014 MEDIA RELEASE
14-331MR ASIC Accepts enforceable undertaking from Victorian financial adviser

ASIC has accepted an enforceable undertaking (EU) from former Professional Investment Services Pty Ltd (PIS) representative, Seamus O’Brien, after he ...

11 December 2014 MEDIA RELEASE
14-330MR ASIC consults on proposals to remake ‘sunsetting’ class orders

ASIC has today released two consultation papers proposing to remake a number of class orders that are due to expire (‘sunset’) in 2015 and 2016. ASIC ...

Last updated: 10/08/2024 11:23