91AV

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5174 media releases found
17 December 2015 MEDIA RELEASE
15-392MR ASIC remakes ‘sunsetting’ employee redundancy funds class order

Following public consultation, ASIC today made a new legislative instrument to replace the employee redundancy funds class order that was due to ...

17 December 2015 MEDIA RELEASE
15-390MR Update on licence conditions of two Commonwealth Bank financial planning businesses: ASIC releases second report into advice compensation program

ASIC today released KordaMentha Forensic’s second report on past activities by Commonwealth Financial Planning Limited (CFPL) and Financial Wisdom ...

16 December 2015 MEDIA RELEASE
15-389MR ASIC accepts voluntary undertakings from three Victorian liquidators

ASIC has accepted voluntary undertakings (VUs) from three Melbourne-based registered liquidators, Hamish MacKinnon, Keith Sutherland and Brendan ...

16 December 2015 MEDIA RELEASE
15-388MR ASIC releases draft guidance on review and remediation programs and proposed changes to record-keeping requirements for advice licensees

ASIC today released a consultation paper proposing guidance on review and remediation programs conducted by Australian financial services (AFS) ...

16 December 2015 MEDIA RELEASE
15-387MR Former Gunns Ltd chairman ordered to pay $500,000 pecuniary penalty for insider trading

Mr John Gay, former director and chairman of Gunns Limited, has been ordered to pay a $500,000 pecuniary penalty under the ...

16 December 2015 MEDIA RELEASE
15-386MR ASIC consults on addressing 'sunsetting' securitisation class order

ASIC has today released a consultation paper proposing to maintain relief that ASIC has previously provided from the requirement to obtain an ...

15 December 2015 MEDIA RELEASE
15-385MR ASIC audit inspection findings for 2014–15

ASIC today released the results of its audit firm risk-based inspections for the 18 months to 30 June 2015. Our findings ASIC reviewed a total 463 ...

15 December 2015 MEDIA RELEASE
15-384MR ASIC consults on implementation of retail life insurance advice reforms

ASIC today released a consultation paper seeking feedback on proposals to implement reforms to the regulation of the life insurance industry. On 3 ...

15 December 2015 MEDIA RELEASE
15-383MR ASIC bans former Meritum Financial Group adviser

ASIC has banned Mark Lionel Tidbury, a financial adviser and former authorised representative of Meritum Financial Group Pty Ltd (Meritum), from ...

15 December 2015 MEDIA RELEASE
15-375MR ASIC remakes instruments on takeovers and 91AVs of arrangement

Following public consultation, ASIC has remade six legislative instruments that facilitate takeovers and 91AVs of arrangements. The relief applies ...

Last updated: 10/08/2024 11:23