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5174 media releases found
13 January 2016 MEDIA RELEASE
16-002MR Sydney man charged with making false statements to ASIC and attempting to conceal or destroy documents

Following an ASIC investigation, Mr John Lindsay Merity, 69, of Vaucluse in New South Wales, appeared before the Downing Centre Local Court charged ...

11 January 2016 MEDIA RELEASE
16-001MR New Year financial resolutions from ASIC's MoneySmart – create a better financial future in 2016

ASIC is encouraging people to start the New Year with some positive financial resolutions following its new report which revealed that only about two ...

23 December 2015 MEDIA RELEASE
15-410MR ASIC obtains interim court orders against director of Continental Coal Limited

Following an ASIC application, the Federal Court in Perth has made interim asset preservation orders by consent of the parties against Peter Neil ...

22 December 2015 MEDIA RELEASE
15-409MR ASIC consults on 'sunsetting' class order about financial calculators

ASIC has today released a consultation paper proposing to remake its class order on generic financial calculators. The class order is due to expire ...

22 December 2015 MEDIA RELEASE
15-408MR ASIC warns about false claims on www.usgforex.com

ASIC is warning investors about claims being made on the website www.usgforex.com that its services are regulated by ASIC and that it is  linked to ...

22 December 2015 MEDIA RELEASE
15-407MR ASIC consults on 'sunsetting' class orders: Financial reporting relief for certain small proprietary companies and registered foreign companies

ASIC has today released a consultation paper proposing to remake two class orders that are due to expire (‘sunset’) on 1 April 2017. The class orders ...

22 December 2015 MEDIA RELEASE
15-406MR ASIC accepts EUs from Institutional Stockbroker and Hedge Fund Trader for concerns about misuse of confidential client information

Mr Aitken and Bell Potter Following an investigation, ASIC has accepted enforceable undertakings (EUs) from Sydney institutional stockbroker Mr Angus ...

22 December 2015 MEDIA RELEASE
15-405MR ASIC finalises its enquiries into UBS Securities research function

ASIC has completed its enquiries in relation to the circumstances of research published by UBS Securities Australia Ltd (UBS Securities) regarding ...

21 December 2015 MEDIA RELEASE
15-404MR Provisional liquidator appointed to fundraising companies

Following an application by ASIC, the Federal Court of Australia has today ordered the appointment of Ross Blakeley and Quentin Olde of FTI ...

21 December 2015 MEDIA RELEASE
15-403MR ASIC disqualifies Melbourne director

ASIC has disqualified Mr Nicholas Francis John Bolton of Melbourne from managing corporations for three years following his involvement in the ...

Last updated: 10/08/2024 11:23