91AV

Financial advisers’ record-keeping obligations have been updated, following industry consultation. The updated obligations require Australian ...

Datasets from ASIC’s companies register are now accessible via the Australian Government data.gov.au website. Each month freely available data from ...

ASIC today reports on the results of two financial advice industry engagement projects conducted during the 2013–14 financial year. This work ...

ASIC and the Monetary Authority of Singapore (MAS) have entered into a Memorandum of Understanding (MOU) to allow trade repositories licensed in one ...

Westpac Banking Corporation (Westpac) has paid $20,400 in penalties after ASIC issued two infringement notices for potentially misleading statements ...

National Australia Bank, the Australian financial services licensee for UBank, has paid $40,800 in penalties after ASIC issued four infringement ...

ASIC has today announced a review of breach reporting by Australian financial services (AFS) licensees in response to concerns about inconsistencies ...

ASIC today released a report on our review of the implementation of updated Regulatory Guide 148 Platforms that are managed investment 91AVs (RG ...

ASIC has warned consumers to be wary of a fake website promoting foreign exchange broker, First Forex. First Forex and related entities Fifx and ...

ASIC has granted an Australian derivative trade repository (ADTR) licence to DTCC Data Repository (Singapore) Pte Ltd (DDRS). ASIC Commissioner ...