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5174 media releases found
6 May 2015 MEDIA RELEASE
15-101MR ASIC to give guidance on review and remediation in the financial advice industry

ASIC will develop a regulatory guide on review and remediation programs conducted by Australian financial services licensees that provide financial ...

5 May 2015 MEDIA RELEASE
15-100MR ASIC cancels AFS licences for failing to lodge annual statements

ASIC has cancelled the Australian financial services (AFS) licences of four licensees that failed to lodge audited annual statements. These ...

5 May 2015 MEDIA RELEASE
15-099MR ASIC disqualifies former directors of Reed Constructions Australia Pty Limited

ASIC has disqualified Mr Geoffrey Vere Reed and Mr Derry Bernard Hill, both of Sydney from managing corporations. Mr Reed is disqualified for three ...

4 May 2015 MEDIA RELEASE
15-097MR ASIC repeals select market integrity rules

ASIC has repealed a number of obligations under the ASIC market integrity rules to reduce the compliance burden on market participants. The repeals, ...

4 May 2015 MEDIA RELEASE
15-095MR ASIC acts on claims of free SMSF set up services

ASIC has commenced legal action in the Federal Court of Australia seeking financial penalties and orders to prevent Superannuation Warehouse ...

4 May 2015 MEDIA RELEASE
15-094MR Update on Australian dollar movement investigation

ASIC today provided an update on its investigation into the movements in the Australian dollar shortly before the Reserve Bank's monetary policy ...

1 May 2015 MEDIA RELEASE
15-093MR Rental company found to have breached consumer credit laws

The Federal Court has found white goods and computer rental company Make It Mine Pty Ltd breached consumer credit laws, including its responsible ...

1 May 2015 MEDIA RELEASE
15-092MR Update on Stronger Super regime

ASIC today provided an update on aspects of the Stronger Super regime. The start date for portfolio holdings disclosure reporting and choice product ...

30 April 2015 MEDIA RELEASE
15-091MR Former Wickham Securities CEO charged

The former CEO of collapsed debenture issuer Wickham Securities Ltd today faced court charged with various offences, including fraud, following an ...

30 April 2015 MEDIA RELEASE
15-090MR ASIC accepts new enforceable undertaking from Wealthsure Pty Ltd and Wealthsure Financial Services Pty Ltd

ASIC has accepted new, separate enforceable undertakings (EU) from Wealthsure Pty Ltd (WPL) and Wealthsure Financial Services Pty Ltd (WFS) to ...

Last updated: 10/08/2024 11:23