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ASIC has accepted enforceable undertakings (EU) from two Queensland financial advisers following concerns over their compliance with financial ...
ASIC has banned a life insurance financial adviser and former authorised representative of Neo Financial Solutions Pty Ltd from providing financial ...
ASIC today published its second report on its approach to licence applications. Report 448 Overview of licensing and professional registration ...
ASIC is aware websites www.fxabs.com.au and www.fxabs.com are falsely claiming their services are regulated by ASIC and that they are linked to the ...
In November 2014 ASIC banned Dimitri Amargianitakis from providing financial services for eight years (refer: 14-318MR). Mr Amargianitakis appealed ...
D J Carmichael Pty Limited ("DJ Carmichael")has paid a penalty of $300,000 to comply with an infringement notice given to it by the Markets ...
ASIC has welcomed the decision by Kazakhstan Potash Corporation Limited(KPC) to retrospectively reduce the value of its exploration and evaluation ...
ASIC lawyers this week won an award for their pro-bono volunteering work in helping young people. The award, from National Association for ...
ASIC has suspended the Australian credit licence of payday lender PAID International Ltd (PAID). The company’s licence has been suspended until 7 ...
For a textual description of this infographic see Media Release 15-249MR
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