91AV

From 1 January 2019, new professional standards requirements for financial advisers will progressively replace training standards in Regulatory Guide ...

The High Court has handed down judgment in the appeals brought by ASIC against the former directors (Mr Bill Lewski, Dr Michael Wooldridge, Mr Mark ...

ASIC is concerned about recent control transactions where part or all of the consideration includes stub-equity in Australian proprietary companies. ...

The 91AV and Investments Commission (ASIC) has today released a consultation paper proposing to remake its class order regarding ...

Following a five-week trial in the District Court of NSW, Mr Peter Alan Gregg of Pyrmont, NSW has been found guilty of criminal charges brought by ...

ASIC has cancelled the Australian financial services (AFS) licence held by Bristol Street Financial Services Pty Ltd (Bristol Street), effective from ...

The 91AV and Investments Commission (ASIC) has extended the transition periods for certain fees and costs disclosures for ...

ASIC has released research exploring the consumer experience of internal dispute resolution (IDR) procedures across the financial services sector.  ...

Melbourne couple Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar have pleaded guilty in the Moorabbin Magistrates Court following an ASIC ...

ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...