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1041 results found
2 August 2006 - SPEECH
Regulatory Futures: Where to on Wealth Management?

An address by ASIC Chairman Jeffrey Lucy to the IFSA Annual Conference:Connect 2006, 2 August 2006, Gold Coast. Introduction Your conference ...

5 July 2006 - SPEECH
What you want to know about ASIC

Presentation slides from an address by ASIC Deputy Chairman Jeremy Cooper to the Australian Shareholders Association, 5 July 2006. A snapshot of ...

1 July 2006 - ARTICLE
Questions to ask your financial adviser

An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, July 2006 Note: Laws regarding financial advice have been reformed since ...

26 May 2006 - SPEECH
Managing conflicts of interest in the Australian financial services industry

A paper presented by ASIC Deputy Chairman Jeremy Cooper to the Securities & Derivatives Industry Association, 26 May 2006, Melbourne. Broad ...

5 April 2006 - SPEECH
ASIC: Facing regulatory challenges in 2006

An address by Jeffrey Lucy AM, ASIC Chairman, at The West Australian Events Program: Leadership Matters, 5 April 2006, Perth. Good Morning. I would ...

1 April 2006 - ARTICLE
If you don't understand it, stay away from it

An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in April 2006. I always say, if you don't understand what you are ...

26 March 2006 - NEWS ITEM
Working with Australian company directors

Paper presented by Jeremy Cooper, Deputy Chairman, ASIC, to the Federal Court of Australia/Law Council of Australia, Joint Corporations Law Seminar, ...

17 March 2006 - SPEECH
Consumer protection in financial services

An address by Jeffrey Lucy AM ASIC Chairman, at the Consumer Affairs Victoria – Third National Consumer Congress In pursuit of world class consumer ...

1 March 2006 - ARTICLE
How to avoid the bad advice trap

An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in March 2006 Note: Some links and resources in this article are ...

13 February 2006 - SPEECH
ASIC: The strong, fair and progressive regulator

Opening address by Jeffrey Lucy AM Chairman ASIC, to the ASIC Summer School 2006, Sydney, 13 February 2006 CHECK AGAINST DELIVERY Good Afternoon. I ...

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Last updated: 10/08/2024 11:24