Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ASIC regulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
The Hong Kong Securities and Futures Commission ('the SFC') and ASIC today signed a Co-operation Agreement which provides a framework for ...
Peter Thomas Gillam of Kallangur, Queensland has been disqualified by ASIC from managing corporations for four years. Mr Gillam's disqualification ...
ASIC has reported on the findings of its' proactive surveillance of responsible entities' compliance with their legal obligations. These are entities ...
Citigroup Global Markets Australia Pty Ltd ('Citigroup') has paid a penalty of $50,000 to comply with an infringement notice given to it by the ...
There have been important changes in the rules that apply to charities that offer investments to retail investors. These new rules take effect on 1 ...
ASIC has banned Mr Sudhir Kumar Sinha, a financial planner from Western Australia, from providing financial services until 2 June 2022. Mr Sinha was ...
ASIC notes that the remediation program established by Macquarie Equities Limited (MEL) under its Enforceable Undertaking with ASIC (see 13-010MR and ...
ASIC has issued an application for contempt charges arising out of proceedings commenced against Allianz Metro Pty Ltd and other entities concerning ...
Synergy Financial Markets Pty Ltd (Synergy) has paid a penalty of $10,800 after ASIC issued it with an infringement notice for false or misleading ...
ASIC has cancelled the Australian financial services (AFS) licence of Sydney based company Investment Advisers Alliance Pty Limited (AFS 237902) for ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information
