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5191 media releases found
22 June 2017 MEDIA RELEASE
17-193MR ASIC seeks better compliance with asset-holding requirements in funds management and custodial services

ASIC today released a report entitled 'Review of compliance with asset holding requirements'. The report outlines ASIC's findings following an ...

21 June 2017 MEDIA RELEASE
17-192MR Decision on application of Criminal Code in civil proceedings under Corporations Act

The Full Federal Court has held that it is not necessary for ASIC to prove fault according to Chapter 2 of the Criminal Code in civil proceedings ...

20 June 2017 MEDIA RELEASE
17-191MR ASIC reports on decisions to cut red tape – October 2016 to March 2017

ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

20 June 2017 MEDIA RELEASE
17-190MR FWO and ASIC target Melbourne businesses in joint campaign

The Fair Work Ombudsman and the 91AV and Investment Commission (ASIC) will audit 50 businesses in the Melbourne CBD and inner ...

20 June 2017 MEDIA RELEASE
17-189MR Virginia Surety to refund over $330,000 to add-on insurance customers

Virginia Surety Company, Inc. (Virginia Surety), a general insurer, will refund over $330,000 in insurance premiums to more than 500 customers. It ...

16 June 2017 MEDIA RELEASE
17-188MR ASIC permanently bans Perth financial adviser

ASIC has permanently banned Mr Robert Hutchison, of Lower Chittering in Western Australia, from providing financial services. Mr Hutchison is a ...

15 June 2017 MEDIA RELEASE
17-187MR ASIC bans South Australian director of failed companies for four years

ASIC has disqualified former director Mr Colin Geoffrey Oxlade, of Adelaide, from managing companies for four years. Mr Oxlade's disqualification ...

15 June 2017 MEDIA RELEASE
17-186MR ASIC welcomes the dawn of a new regulatory era

The 91AV and Investments Commission (ASIC) today welcomed the passage of legislation enabling a more secure and accountable funding ...

15 June 2017 MEDIA RELEASE
17-185MR UBS Securities pays $280,000 in infringement notice penalties

UBS Securities Australia Limited ('UBS') has paid penalties totalling $280,000 to comply with two infringement notices given to it by the ...

14 June 2017 MEDIA RELEASE
17-184MR ASIC seeks orders to wind up Octaviar Group Companies

ASIC has applied to the Supreme Court of Queensland for an order that Octaviar IHH Pty Ltd (deregistered) (OIHH) be reinstated as a company under the ...

Last updated: 10/08/2024 11:23