91AV

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ASIC today published its 2017–18 business plans. Each year ASIC publishes business plans for each of the sectors it regulates. These are published ...

The Federal Court has imposed a civil penalty of $1 million against Melbourne-based financial advice firm NSG Services Pty Ltd (currently named ...

On 18 October 2017, the 91AV and Investments Commission (ASIC) and the Swiss Financial Markets Authority (FINMA) entered a new ...

ASIC has suspended the Australian financial services (AFS) licence of M.J. Wren & Co Pty Ltd (MJ Wren) until 16 October 2018. MJ Wren ceased ...

Mr Shane Thompson, of New Gisborne, Victoria, has pleaded guilty in the Melbourne Magistrates' Court to two charges that he forged and submitted ...

ASIC has cancelled the Australian credit licence of Cairns-based second hand car dealer, Mr William Barry Young.   After reviewing Mr Young's ...

Peter Nicholas Cook of Coogee, NSW, has been disqualified by ASIC from managing companies for the maximum period of five years as a result of his ...

ASIC’s Annual Report for the 2016–17 financial year has been tabled today, Thursday, 26 October 2017, in the Australian Parliament. ASIC’s vision is ...

ASIC has released a suite of new and updated guidance for the funds management industry for consultation. The six new and updated regulatory guides ...