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5191 media releases found
28 February 2018 MEDIA RELEASE
18-055MR ASIC disqualifies NSW SMSF auditor

ASIC has disqualified Robert Mark Taylor of New South Wales from being an approved self-managed superannuation fund (SMSF) auditor for breaching ...

26 February 2018 MEDIA RELEASE
18-054MR ASIC applies to appoint liquidator to Superfunded

ASIC has applied to the Federal Court of Australia for the appointment of a liquidator to Superfunded Pty Ltd, a WA-based company that encouraged ...

26 February 2018 MEDIA RELEASE
18-053MR ASIC reports on corporate finance regulation – July to December 2017

ASIC has today published its latest report on the regulation of corporate finance issues in Australia for the period July to December 2017. The ...

26 February 2018 MEDIA RELEASE
18-052MR ASIC bans former Westpac and NAB financial adviser

The 91AV and Investments Commission (ASIC) has banned Brisbane based financial adviser Christopher Ramsay from providing financial ...

23 February 2018 MEDIA RELEASE
18-051MR ASIC bans Perth advisor for five years

The 91AV and Investments Commission (ASIC) has banned Perth-based financial adviser Philip Leake from providing financial services ...

22 February 2018 MEDIA RELEASE
18-050MR Former Charter Financial Planning adviser permanently banned for dishonestly charging almost $67,000 in fees

ASIC has permanently banned Brenton John Poynter of Baulkham Hills, NSW, from providing financial services. Mr Poynter was an authorised ...

20 February 2018 MEDIA RELEASE
18-049MR Update on Advice Compliance Report: Additional $21.4 million compensation paid to customers

Australia's five largest banking and financial services institutions have now paid a further $21.4 million in compensation to customers who suffered ...

20 February 2018 MEDIA RELEASE
18-048MR ASIC accepts enforceable undertakings from two directors

ASIC has accepted enforceable undertakings (EUs) from Sydney-based directors Frank Tearle and Justin Epstein following an investigation of their ...

19 February 2018 MEDIA RELEASE
18-047MR Full Federal Court partially upholds book up provider's appeal

On 15 February 2018, the Full Federal Court partially upheld an appeal by Mr Lindsay Kobelt, owner and operator of Nobby's Mintabie General Store in ...

19 February 2018 MEDIA RELEASE
18-046MR ASIC disqualifies director from managing companies for maximum period of five years

ASIC has disqualified Mr Peter Kalos of Kurnell, NSW, from managing companies for the maximum period of five years as a result of his involvement in ...

Last updated: 10/08/2024 11:23