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ASIC’s recent inspection of 45 audit files for the 12 months to 30 June 2021 has shown an overall increase in the percentage of key audit areas where ...
ASIC has commenced six civil penalty proceedings against Westpac in the Federal Court. The proceedings, each the result of an individual ASIC ...
The Federal Court has ordered La Trobe Financial Asset Management (La Trobe) to pay a $750,000 penalty for false and misleading marketing of the La ...
ASIC has commenced proceedings in the Federal Court against Australia and New Zealand Banking Group Ltd (ANZ) for breaches of the Credit Act arising ...
David Michael Scofield, of Applecross WA, has been disqualified from managing corporations for the maximum period of five years for his involvement ...
Peter Douglas Leggett of Greendale, Victoria, has been disqualified from managing corporations for five years after his involvement in eight failed ...
Giatano Barbera of Bargara, Queensland, has been disqualified from managing corporations for five years for his involvement in nine failed companies. ...
Former financial adviser Ahmed Saad, of Glenroy, Victoria, has been convicted by the County Court of Victoria of one count of obtaining financial ...
ASIC has concluded its investigation and consideration of the November 2020 market outage at the ASX. Additional licence conditions have been imposed ...
The Federal Court has found Melissa Caddick and her company, Maliver Pty Limited (Maliver), carried on a financial services business without holding ...
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